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Compliance Officer; Hybrid

Remote / Online - Candidates ideally in
Newport Beach, Orange County, California, 92659, USA
Listing for: ProPivotal
Full Time, Remote/Work from Home position
Listed on 2026-08-28
Job specializations:
  • Law/Legal
    Regulatory Compliance Specialist
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 60 USD Hourly USD 60.00 HOUR
Job Description & How to Apply Below
Position: Compliance Officer (Hybrid) - $60 per hour

We are seeking aCompliance Officerto join a high-performing compliance team focused on managing material non-public information (MNPI), maintaining restricted trading lists, and enforcing information barrier protocols.

Why This Job Stands Out:
  • High-impact role supporting critical compliance functions in a global finance environment
  • Hybrid schedule with a balanced 4-days onsite, 1-day remote work setup
  • Pay of $60/hour based on experience
  • Work closely with legal, investment, and compliance teams across international offices
  • Gain exposure to high-level decision-making and insider trading protocols
Key Responsibilities:
  • Review expert network interaction requests and chaperone sensitive meetings as needed
  • Evaluate access to virtual data rooms and manage confidential content workflows
  • Maintain restricted and watchlists accurately and in real-time
  • Assist in monitoring and escalating MNPI events, both planned and inadvertent
Required Experience:
  • 2+ years in compliance or regulatory roles, preferably within financial services
  • Experience handling confidential information and regulatory controls
  • Background working within a compliance function that interfaces with legal and investment teams
Nice-to-Have

Experience:
  • Familiarity with public vs. private-side dynamics in asset management or investment banking
  • Prior exposure to insider trading compliance or Control Group operations
  • Experience working in a global or cross-border compliance environment
Required Skills:
  • Skilled in executing compliance controls related to MNPI
  • Strong verbal and written communication abilities
  • Exceptional attention to detail and organizational strength
Preferred

Skills:
  • Knowledge of insider trading laws and U.S. securities compliance
  • Ability to interpret and apply internal policies and regulatory frameworks
  • Comfortable collaborating with international teams under high-stakes scenarios
  • Support coordination of internal compliance procedures across global offices
  • Join a fast-paced and evolving organization that values precision and integrity
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