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Compliance Officer; Hybrid
Remote / Online - Candidates ideally in
Newport Beach, Orange County, California, 92659, USA
Listed on 2026-08-28
Newport Beach, Orange County, California, 92659, USA
Listing for:
ProPivotal
Full Time, Remote/Work from Home
position Listed on 2026-08-28
Job specializations:
-
Law/Legal
Regulatory Compliance Specialist -
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
We are seeking aCompliance Officerto join a high-performing compliance team focused on managing material non-public information (MNPI), maintaining restricted trading lists, and enforcing information barrier protocols.
Why This Job Stands Out:- High-impact role supporting critical compliance functions in a global finance environment
- Hybrid schedule with a balanced 4-days onsite, 1-day remote work setup
- Pay of $60/hour based on experience
- Work closely with legal, investment, and compliance teams across international offices
- Gain exposure to high-level decision-making and insider trading protocols
- Review expert network interaction requests and chaperone sensitive meetings as needed
- Evaluate access to virtual data rooms and manage confidential content workflows
- Maintain restricted and watchlists accurately and in real-time
- Assist in monitoring and escalating MNPI events, both planned and inadvertent
- 2+ years in compliance or regulatory roles, preferably within financial services
- Experience handling confidential information and regulatory controls
- Background working within a compliance function that interfaces with legal and investment teams
Experience:
- Familiarity with public vs. private-side dynamics in asset management or investment banking
- Prior exposure to insider trading compliance or Control Group operations
- Experience working in a global or cross-border compliance environment
- Skilled in executing compliance controls related to MNPI
- Strong verbal and written communication abilities
- Exceptional attention to detail and organizational strength
Skills:
- Knowledge of insider trading laws and U.S. securities compliance
- Ability to interpret and apply internal policies and regulatory frameworks
- Comfortable collaborating with international teams under high-stakes scenarios
- Support coordination of internal compliance procedures across global offices
- Join a fast-paced and evolving organization that values precision and integrity
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