Tier 1 Compliance Manager

Position: Tier 1 Compliance Manager, Hybrid Role
Elevate compliance standards as Manager, Compliance - Tier 1, with IG Wealth Management in Canada. This role combines critical supervision with training and regulatory management.

Join IG Wealth Management as a Manager of Compliance, where you will lead compliance efforts and ensure adherence to regulatory standards. With a robust background—over seven years in compliance—you will supervise trading practices and implement training programs.

Your role involves close collaboration with leadership to enhance compliance culture.

Key Responsibilities:

• Review daily trading and account opening processes

• Assist registrants with compliance inquiries

• Oversee regulatory training and supervision schedules

• Develop and coordinate training requirements

• Engage in internal and external compliance audits

Requirements:

• Over 7 years in a compliance role

• Business-related degree or diploma

• Must be CIRO-registered as a supervisor

• Effective communication and leadership skills

• Bilingual preferred for Quebec interaction

Play a pivotal role in compliance management, fostering a culture of integrity and accountability with IG Wealth Management.
#J-18808-Ljbffr