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Senior Complex Product Compliance Lead; Hybrid

Remote / Online - Candidates ideally in
Brea, Orange County, California, 92631, USA
Listing for: U.S. Bank
Full Time, Remote/Work from Home position
Listed on 2026-06-06
Job specializations:
  • Management
    Risk Manager/Analyst, Regulatory Compliance Specialist
  • Finance & Banking
    Risk Manager/Analyst, Regulatory Compliance Specialist, Financial Compliance
Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR
Job Description & How to Apply Below
Position: Senior Complex Product Compliance Lead (Hybrid)

U.S. Bank in Brea, CA is seeking a Central Supervision Principal - Complex Product Lead to oversee compliance for investment advisory accounts. This role involves analyzing trades, ensuring compliance with regulations, and supporting training initiatives.

The ideal candidate will have a bachelor’s degree and five or more years of supervisory experience. A hybrid work schedule is expected with flexibility for remote work days. Comprehensive benefits include healthcare, retirement plans, and paid time off.

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Position Requirements
10+ Years work experience
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