Senior Licensing & Registration Lead; Remote
Remote / Online - Candidates ideally in
Champaign, Champaign County, Illinois, 61820, USA
Listed on 2026-06-22
Champaign, Champaign County, Illinois, 61820, USA
Listing for:
NewEdge Advisors
Remote/Work from Home
position Listed on 2026-06-22
Job specializations:
-
Management
Wealth Management, Regulatory Compliance Specialist
Job Description & How to Apply Below
New Edge Advisors is seeking a Licensing & Registration Manager to oversee all licensing and registration activities for registered representatives across FINRA and SEC jurisdictions. The role requires a proactive individual capable of managing regulatory compliance during peak periods like renewals and onboarding.
Ideal candidates possess expert knowledge of FINRA Gateway and have a minimum of five years in securities licensing. The position is remote, enabling flexible work while ensuring compliance diligence.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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