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Licensing & Registration Lead — Remote; FINRA/SEC
Remote / Online - Candidates ideally in
New Haven, New Haven County, Connecticut, 06501, USA
Listed on 2026-07-03
New Haven, New Haven County, Connecticut, 06501, USA
Listing for:
NewEdge Capital Group
Remote/Work from Home
position Listed on 2026-07-03
Job specializations:
-
Management
Wealth Management
Job Description & How to Apply Below
New Edge Capital Group seeks a Licensing & Registration Manager to oversee the registration lifecycle for RRs and IARs across various regulatory bodies. The role demands expertise in FINRA Gateway, IARD, and SEC regulations, with responsibilities ranging from managing registrations to preparing compliance reports. Candidates should have a Bachelor’s degree and at least five years of relevant experience. The position offers a salary of $75,000 – $90,000 based on experience and is fully remote.
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