Remote Director, Broker‑Dealer Compliance & Surveillance
Remote / Online - Candidates ideally in
Wasilla, Matanuska-Susitna Borough, Alaska, 99623, USA
Listed on 2026-07-07
Wasilla, Matanuska-Susitna Borough, Alaska, 99623, USA
Listing for:
Horace Mann
Remote/Work from Home
position Listed on 2026-07-07
Job specializations:
-
Management
Regulatory Compliance Specialist, Risk Manager/Analyst, HR Manager
Job Description & How to Apply Below
Horace Mann is seeking a Director of Supervision to lead the broker-dealer supervisory program, ensuring compliance with key regulations such as those from FINRA and the SEC. The successful candidate will oversee a team of regional supervisory principals, driving compliance strategies and enhancing surveillance programs.
This role requires extensive experience in broker-dealer compliance and supervisory leadership, with responsibilities including regulatory response coordination and development of supervisory training programs. The position offers a remote work environment along with a competitive salary.
#J-18808-LjbffrTo View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×