Remote Supervisory Principal - Compliance & Training Lead
Remote / Online - Candidates ideally in
Philadelphia, Philadelphia County, Pennsylvania, 19117, USA
Listed on 2026-07-10
Philadelphia, Philadelphia County, Pennsylvania, 19117, USA
Listing for:
Kestra Financial, Inc.
Apprenticeship/Internship, Remote/Work from Home
position Listed on 2026-07-10
Job specializations:
-
Management
Risk Manager/Analyst, Regulatory Compliance Specialist, Wealth Management
Job Description & How to Apply Below
Kestra Financial, Inc. is hiring a remote Senior Licensed Supervisory Principal responsible for supervising Registered Representatives and Investment Advisory Representatives. The role includes conducting supervisory reviews and training team members to ensure compliance with regulatory standards.
The ideal candidate will have a Bachelor's degree along with 5-7 years of relevant industry experience and must hold several essential licenses. Proficiency with industry tools and Windows applications is also required.
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