Senior Director, Personal Trading & Compliance — Remote
Remote / Online - Candidates ideally in
Overland Park, Johnson County, Kansas, 66213, USA
Listed on 2026-07-14
Overland Park, Johnson County, Kansas, 66213, USA
Listing for:
Empower Retirement, LLC
Remote/Work from Home
position Listed on 2026-07-14
Job specializations:
-
Management
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
Empower Retirement, LLC seeks a Senior Director of Personal Trading & Compliance to lead the firm’s trading and ethics program and advance a scalable, risk‑based compliance approach. You will collaborate with Legal, Risk, and executive leadership to strengthen controls across investment advisers, funds, separate accounts, and broker‑dealer activities.
With 10+ years in compliance and 5+ years in people leadership, you will shape governance, risk assessments, and continuous improvement while
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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