Remote Suitability Principal — Back-Office & Transfers Lead
Job Description & How to Apply Below
Mass Mutual is seeking a Suitability Principal to conduct back-office suitability reviews and firm-acceptance for accounts cleared through National Financial Services. You will also review and approve money movement, transfers, and account maintenance with a strong emphasis on risk mitigation and regulatory compliance.
You will collaborate with Compliance, Field Inspection, and Regional Supervisory Directors, and may be asked to temporarily support other Business Acceptance roles.
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