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Head of Senior Investor Protection Investigations
Remote / Online - Candidates ideally in
Tempe, Maricopa County, Arizona, 85285, USA
Listed on 2026-09-02
Tempe, Maricopa County, Arizona, 85285, USA
Listing for:
LPL Financial
Remote/Work from Home
position Listed on 2026-09-02
Job specializations:
-
Management
Regulatory Compliance Specialist -
Law/Legal
Regulatory Compliance Specialist, Financial Crime
Job Description & How to Apply Below
LPL Financial in Tempe, AZ seeks an AVP of Senior Investor Protection to lead a team of investigators handling complex elder exploitation cases and oversee regulatory reporting for AML Compliance.
You will educate home office staff, advisors, and clients to reduce risk, set procedures, and coordinate with regulators and law enforcement as needed. Strong leadership and AML knowledge are essential.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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