Bilingual Supervisory Principal – OSJ Lead
Remote / Online - Candidates ideally in
Miami, Miami-Dade County, Florida, 33222, USA
Listed on 2026-09-04
Miami, Miami-Dade County, Florida, 33222, USA
Listing for:
Leeds Professional Resources
Remote/Work from Home
position Listed on 2026-09-04
Job specializations:
-
Management
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
Leeds Professional Resources is seeking a Supervisory Principal for a client team in the United States. The role requires a Series 24 and fluency in English and Spanish, with the ability to oversee regulatory compliance and risk management.
The successful candidate will coordinate with broker-dealer OSJs and support the home office OSJ direct model, supervise supervisory procedures, and liaise with compliance during FINRA filings and regulatory exams.
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