Complex Operations & Compliance Manager
New York, USA
Listed on 2026-10-07
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Management
Risk Manager/Analyst, Regulatory Compliance Specialist
Janney Montgomery Scott LLC in New York seeks a Complex Supervisory Manager to oversee branch operations, supervision and compliance within the complex of three offices. You will partner with the Complex Director and Home Office to ensure regulatory updates, attestations, training, and risk controls while mentoring staff.
Strong customer service and meticulous attention to detail are required. Responsibilities include coordinating approvals for accounts and transfers, coordinating marketing
Are you ready to take on the Complex Operations & Compliance Manager role at Janney Montgomery Scott LLC?
We have an opening for a Complex Operations & Compliance Manager in Village of Garden City, NY, United States within Management & Operations.
This role, Complex Operations & Compliance Manager at Janney Montgomery Scott LLC, could be your next move.
We would love to welcome a new Complex Operations & Compliance Manager to our team in Village of Garden City, NY, United States.
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