Remote Marketing Regulatory Compliance Analyst
Remote / Online - Candidates ideally in
Charlotte, Mecklenburg County, North Carolina, 28245, USA
Listed on 2026-08-23
Charlotte, Mecklenburg County, North Carolina, 28245, USA
Listing for:
Yoh Services LLC
Remote/Work from Home
position Listed on 2026-08-23
Job specializations:
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Marketing / Advertising / PR
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Finance & Banking
Job Description & How to Apply Below
Yoh is seeking a Marketing Regulatory Review Analyst for a 100% remote, 12+ month contract. The role focuses on reviewing and approving marketing materials and public communications from Financial Advisors and home office staff.
Responsibilities include evaluating materials, advising advisors, and addressing policy compliance. The ideal candidate brings 3+ years in financial services marketing compliance, strong client-facing skills, and knowledge of FINRA/SEC rules, with Series 7/24 licensing
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