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Regulatory Compliance Specialist Financial Compliance

Traveling Branch Compliance & Risk Auditor

Job in Orem, Utah County, Utah, 84057, USA
Listing for: Steward Partners
Full Time position
Listed on 2026-06-16
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Compliance
Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR
Job Description & How to Apply Below
A leading financial services firm is seeking a Branch Examiner to perform onsite and remote inspections. The ideal candidate has over 2 years of experience in Financial Services, particularly in audit or compliance roles, and holds active FINRA licenses. Responsibilities include conducting branch exams, training personnel, and preparing comprehensive reports. Strong analytical and communication skills are essential.

This role offers the opportunity to travel and collaborate across various business units in a dynamic environment.
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