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Senior Retail Risk & Supervisory Leader
Job in
Orlando, Orange County, Florida, 32885, USA
Listed on 2026-08-19
Listing for:
Charles Schwab
Full Time
position Listed on 2026-08-19
Job specializations:
-
Management
Regulatory Compliance Specialist
Job Description & How to Apply Below
Schwab is seeking a Risk & Supervision Officer to support the Sales Supervision program, partner with leadership, Compliance and Legal, and drive risk-based decision making across branches and regions. You will lead a team of supervisors, handle day-to-day issues, and ensure adherence to regulatory obligations and ethical standards.
The role requires FINRA licenses, 5+ years in supervision, strong communication, and ability to operate with limited guidance in a fast-paced environment.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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