Associate Compliance Officer — Lead Regulatory Reviews
Job in
Overland Park, Johnson County, Kansas, 66213, USA
Listed on 2026-07-09
Listing for:
Prime Capital Financial
Full Time
position Listed on 2026-07-09
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services
Job Description & How to Apply Below
Prime Capital Financial is looking for an Associate Compliance Officer to manage compliance reviews across various locations. The role requires significant supervisory and compliance experience within the financial services industry, with responsibilities including conducting onsite and offsite reviews, maintaining compliance policies, and coordinating with various teams.
The ideal candidate will hold an associate's degree or higher, have proficiency in tools like Salesforce and ACA Compliance Alpha, and possess relevant industry licenses. Travel of up to 33% is expected.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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