Associate Financial Planner

Associate Financial Planner

Working together, Mainspring Wealth Advisors, LLC is pleased to provide clients with comprehensive financial planning and personalized wealth management. Every individual's strength and expertise are made stronger by the bonds of shared values. Throughout the office, respect is evident and care is taken to ensure that all voices are heard. As we evolve, we are seeking an Associate Financial Planner who shares our vision and values.

The ideal candidate has a strong work ethic, is a team player, and enjoys serving both our clients and the community.

• Assist with account opening, transfers and maintenance
• Support advisors with research, data entry, and plan implementation
• Maintain CRM records and ensure compliance
• Partner with Financial Advisor to review clients' current portfolio design, understand client goals, enter client data, and conduct financial analysis.
• Evaluate overall individual and employer-based retirement needs, research various options, and recommend planning alternatives.
• Perform detailed document reviews; analyze client information and situations across the financial planning spectrum to develop a plan.
• Research information as necessary on a case-by-case basis.
• Prepare files for meetings with existing and new clients.
• Prepare, coordinate and follow through on any needed communication with new or existing clients.
• Respond to client questions by telephone, email and occasional personal visits.
• Conduct research as needed related to basic income tax questions, estate planning, and other legal issues – requesting guidance when appropriate.
• May participate in client presentations.
• May open, transfer, and close customer accounts and maintain appropriate account records.
• May obtain and verify the client's purchase and sale instructions, enter orders, and follow up on completion of transactions.
• Ensure firm and regulatory policies are followed within compliance standards.
• Perform other duties and responsibilities as assigned.

• CRM software
• Microsoft Suite
• Financial Planning software
• Financial markets

• Bachelor's degree in a related field and three years' experience in the financial services industry with an emphasis on financial, retirement and estate planning field or in marketing these services.
• Or an equivalent combination of experience, education and/or training as approved by Human Resources.

• SIE, Series 7, Series 63, 65 and/or 66 as required by state – or ability to obtain within twelve months.

• This position is hybrid in Caldwell, .

The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.