Compliance Officer, Finance & Banking

ESSENTIAL DUTIES AND RESPONSIBILITIES

• Develop, implement, and maintain the bank’s compliance programs.
• Conduct regular risk assessments and compliance audits.
• Monitor and report on compliance with regulatory requirements.
• Provide guidance and training to business units on compliance matters.
• Investigate and resolve compliance issues and complaints.
• Prepare and submit compliance reports to senior management and regulatory bodies.
• Stay up-to-date with changes in laws and regulations affecting the bank’s operations.

• Strong knowledge of banking regulations and compliance requirements.
• Excellent analytical, problem-solving, and communication skills.
• Ability to work independently and as part of a team.
• Professional certifications such as CRCM, CAMS, or similar are preferred.
• Experience or working knowledge of a variety of different compliance areas including but not limited to CRA, BSA, Retail/Deposit regulations, Reg E, Reg CC, Fair Lending, Equal Credit Opportunity Act, Truth-in-Lending Act, Real Estate Settlement Procedures Act, Fair Housing Act, Home Mortgage Disclosure Act, Flood Disaster Protection Act, Fair Lending, Reg O and USA Patriot Act.

• Bachelor’s degree in finance, business, law, or a related field.
• Minimum of 5 years of experience in a compliance role within the banking industry.