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Regulatory Reporting Accountant — 15c3-3 / 15c3-1 Focus
Job in
Pasadena, Los Angeles County, California, 91122, USA
Listed on 2026-08-22
Listing for:
Wedbush
Full Time
position Listed on 2026-08-22
Job specializations:
-
Accounting
Financial Reporting -
Finance & Banking
Financial Reporting
Job Description & How to Apply Below
Wedbush Securities is seeking a Regulatory Reporting Accountant to prepare customer/PAB reserve computations (15c3-3), net capital (15c3-1), and FOCUS reports. The role supports regulatory and accounting processes, collaborates across departments, and contributes to audits and examinations.
A bachelor’s in Accounting/Finance plus 2 years in financial services is preferred, with FINRA SIE and Series 99 or to be obtained within a year.
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