Accountant, Financial Reporting, Financial Analyst

Hybrid opportunity based in Pasadena with compensation up to $84K.

Our client is seeking a Regulatory Reporting Accountant to support key broker-dealer regulatory reporting and accounting functions within a growing finance team.

• Preparing Customer/PAB Reserve Computations (15c3-3)
• Preparing Net Capital (15c3-1) and FOCUS reports
• Supporting daily and monthly regulatory reporting schedules
• Assisting with audits and regulatory examinations
• Performing reconciliations, journal entries, and general broker-dealer accounting activities
• Partnering cross-functionally to support regulatory and financial reporting accuracy

• Bachelor’s degree in Accounting, Finance, or related field
• 2+ years of financial services experience preferred
• Exposure to broker-dealer regulatory reporting environments
• FINRA SIE & Series 99 licenses, or willingness to obtain
• Familiarity with Broadridge Processing System (BPS) is a plus
• Strong Excel skills and attention to detail

The role offers strong growth potential, comprehensive benefits, FINRA sponsorship, and exposure to regulatory accounting within a dynamic financial services environment.