Accountant, Financial Reporting, Financial Analyst
Job in
Pasadena, Los Angeles County, California, 91122, USA
Listed on 2026-05-31
Listing for:
Empathy Talent
Full Time
position Listed on 2026-05-31
Job specializations:
-
Finance & Banking
Financial Reporting, Financial Analyst, Accounting & Finance, Tax Accountant -
Accounting
Financial Reporting, Financial Analyst, Accounting & Finance, Tax Accountant
Job Description & How to Apply Below
Hybrid opportunity based in Pasadena with compensation up to $84K.
Our client is seeking a Regulatory Reporting Accountant to support key broker-dealer regulatory reporting and accounting functions within a growing finance team.
Responsibilities- Preparing Customer/PAB Reserve Computations (15c3-3)
- Preparing Net Capital (15c3-1) and FOCUS reports
- Supporting daily and monthly regulatory reporting schedules
- Assisting with audits and regulatory examinations
- Performing reconciliations, journal entries, and general broker-dealer accounting activities
- Partnering cross-functionally to support regulatory and financial reporting accuracy
- Bachelor’s degree in Accounting, Finance, or related field
- 2+ years of financial services experience preferred
- Exposure to broker-dealer regulatory reporting environments
- FINRA SIE & Series 99 licenses, or willingness to obtain
- Familiarity with Broadridge Processing System (BPS) is a plus
- Strong Excel skills and attention to detail
The role offers strong growth potential, comprehensive benefits, FINRA sponsorship, and exposure to regulatory accounting within a dynamic financial services environment.
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