Branch Operations Leader – Finance & Compliance
Job in
Pasadena, Los Angeles County, California, 91122, USA
Listed on 2026-08-18
Listing for:
Dadavidson
Full Time
position Listed on 2026-08-18
Job specializations:
-
Management
Regulatory Compliance Specialist, Risk Manager/Analyst -
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst
Job Description & How to Apply Below
D.A. Davidson Companies, headquartered in California, seeks a Supervisory Branch Operations Manager to support Financial Advisors across multiple branches. You will partner with the Branch Manager to ensure compliant, efficient operations and staffing.
Assure training, payroll, cashiering, and back‑office workflows meet policy standards. The role requires Series exams, supervisory experience, and strong knowledge of accounting and securities rules.
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