Senior Compliance Surveillance Analyst – Financial Services
Job in
Fort Washington, Montgomery County, Pennsylvania, 19034, USA
Listed on 2026-08-08
Listing for:
Lincoln Investment
Full Time
position Listed on 2026-08-08
Job specializations:
-
Finance & Banking
Financial Compliance, Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
Lincoln Investment is seeking a Compliance Surveillance professional to monitor and report on firm-wide sales practices. The role focuses on identifying trends that may violate firm policies or regulatory requirements and communicating findings to senior leadership for timely action.
Responsibilities include reviewing reports, coordinating with Compliance and Supervisors, and helping to refine surveillance controls and procedures.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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