Senior Equities Compliance Lead
Job in
Abington, Montgomery County, Pennsylvania, 19001, USA
Listed on 2026-09-04
Listing for:
SIG Susquehanna
Full Time
position Listed on 2026-09-04
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services
Job Description & How to Apply Below
SIG Susquehanna is seeking a Senior Compliance Officer in Pennsylvania. This role involves providing regulatory guidance to the firm's equities trading and sales teams. Candidates must have 5–10+ years of compliance experience within equities markets, a strong knowledge of equities products, and the ability to communicate effectively across teams. The position emphasizes collaboration with stakeholders and ensures compliance with relevant regulations.
Competitive qualifications include relevant licenses and excellent judgment.
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Position Requirements
10+ Years
work experience
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