Director, Branch Compliance & Risk Oversight
Job in
Peoria, Peoria County, Illinois, 61639, USA
Listed on 2026-08-16
Listing for:
Socket.dev
Full Time
position Listed on 2026-08-16
Job specializations:
-
Management
Regulatory Compliance Specialist, Risk Manager/Analyst -
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst
Job Description & How to Apply Below
Morgan Stanley is seeking a Branch Examiner in Wealth Management Compliance to perform independent oversight of risk-based branch examinations across retail locations. The role partners with supervisory practices to safeguard regulatory integrity.
You’ll conduct on-site inspections, review documents, interview staff, and develop corrective action plans with branch management. As a Director-level position within the Branch Examinations Team, you will oversee multiple examinations, stay current
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