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Advertising Compliance Analyst – FINRA/SEC
Job in
Phoenix, Maricopa County, Arizona, 85003, USA
Listed on 2026-09-04
Listing for:
MOHR Talent
Full Time
position Listed on 2026-09-04
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
MOHR Talent is recruiting an Advertising Review & Compliance Analyst to join its Compliance team in a hybrid role centered in Austin, TX. The position reviews client-facing communications to ensure FINRA and SEC compliance and provides regulatory guidance to advisory and marketing teams.
Qualified candidates have 5+ years in broker-dealer or RIA compliance, and experience with advertising reviews and review platforms (Red Oak, Smarsh, Reg Ed, My Compliance Office , Hearsay).
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