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Regulatory Compliance Specialist Risk Manager/Analyst Financial Compliance

Regional Risk Leader: Regulatory & Supervisory Oversight

Job in Phoenix, Maricopa County, Arizona, 85003, USA
Listing for: Ameriprise Financial
Full Time position
Listed on 2026-03-03
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
Salary/Wage Range or Industry Benchmark: 100000 - 158200 USD Yearly USD 100000.00 158200.00 YEAR
Job Description & How to Apply Below
A leading financial services firm in Phoenix seeks a Risk Supervision Leader to provide oversight and support to registered principals. Responsibilities include training, regulatory education, and risk mitigation. Candidates must have strong experience in financial services, hold relevant licenses, and have excellent communication and analytical skills. The role requires travel and offers competitive compensation including a base salary estimated between $100,000 and $158,200 per year.
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