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Surveillance Analyst — Compliance & Trade Review
Job in
Phoenix, Maricopa County, Arizona, 85003, USA
Listed on 2026-06-03
Listing for:
Cambridge Investment Research
Full Time
position Listed on 2026-06-03
Job specializations:
-
Finance & Banking
Financial Analyst, Risk Manager/Analyst
Job Description & How to Apply Below
Cambridge Investment Research is seeking a Surveillance Analyst to monitor regulatory compliance and resolve policy violations. The ideal candidate will have a detail-oriented approach and strong analytical skills.
Key responsibilities include analyzing exception reports, coordinating securities authorizations, and collaborating with internal teams. The role offers a hybrid work schedule with three days in the office.
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