Strategic Compliance Leader BD & RIA
Job in
Phoenix, Maricopa County, Arizona, 85003, USA
Listed on 2026-03-01
Listing for:
Cambridge Investment Research, Inc.
Full Time
position Listed on 2026-03-01
Job specializations:
-
Management
Regulatory Compliance Specialist, Corporate Strategy
Job Description & How to Apply Below
A leading investment firm in Phoenix is seeking an experienced Assistant Vice President, Compliance to guide its compliance program. This role involves assessing business risks, developing policies, and providing leadership across crucial compliance functions. The ideal candidate will have over 10 years of experience in compliance with at least 5 years in senior leadership. A strong regulatory background and the ability to manage complex projects are vital.
The position offers a hybrid work schedule, requiring three days in-office work weekly.
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