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Regional Compliance & Supervisory Lead
Job in
Phoenix, Maricopa County, Arizona, 85003, USA
Listed on 2026-07-09
Listing for:
EPC Eneric Petroleum Corp.
Full Time
position Listed on 2026-07-09
Job specializations:
-
Management
Regulatory Compliance Specialist
Job Description & How to Apply Below
EPC Eneric Petroleum Corp. is seeking an Associate Regional Director to join their Advocacy and Supervision team in Phoenix, AZ. This hybrid position involves managing compliance-focused activities and support for financial professionals, along with direct supervisory oversight.
The ideal candidate will have a minimum of 4 years in FINRA compliance and hold key registrations such as Series 7 and Series 24. The role is crucial for ensuring that team activities align with regulatory expectations.
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