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Regional Director, Compliance & Financial Partner
Job in
Phoenix, Maricopa County, Arizona, 85003, USA
Listed on 2026-07-14
Listing for:
Cambridge Investment Research, Inc.
Full Time
position Listed on 2026-07-14
Job specializations:
-
Management
Regulatory Compliance Specialist
Job Description & How to Apply Below
Cambridge Investment Group seeks a Regional Director to lead supervisory compliance and relationship management within Advocacy and Supervision. You will partner with Financial Professionals, visit offices, and ensure activities align with firm policies and regulatory requirements.
Ideal candidates bring 5+ years in financial services, FINRA licenses, and a data-driven mindset to leverage reporting tools while guiding policy adoption and performance improvement across a remote, nationwide
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