Compliance Risk Leader - Branch Exam Ops (Hybrid
Job in
Phoenix, Maricopa County, Arizona, 85003, USA
Listed on 2026-08-07
Listing for:
Advisor Group Inc.
Full Time
position Listed on 2026-08-07
Job specializations:
-
Management
Regulatory Compliance Specialist, Risk Manager/Analyst -
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
Job Description & How to Apply Below
Osaic is seeking a Compliance Risk Manager in our Branch Exam department. This role leads Branch Exams for Financial Advisors, overseeing staff development and ensuring regulatory compliance and timely, quality service.
The BOE Manager will drive training, implement improvements, and partner with internal teams to deliver consistent exam reports and compliant outcomes. Hybrid work with four in-office days weekly; location near one of our hubs, including Scottsdale, AZ, with competitive
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