Vice President, Compliance & Control

BNY Mellon seeks a Vice President, Compliance & Control to lead regulatory compliance and control frameworks for our global finance and insurance businesses. You will oversee risk assessments, monitoring, and remediation; shape policies and controls; and advise senior leaders on evolving regulations. Partnering across business, legal, risk, and technology, you will drive data-driven compliance, automation, and reporting while fostering a culture of integrity, client focus, and strong risk management.

This role offers exposure to complex products, global markets, and impactful career growth.

Responsibilities

• Lead the design and execution of firm-wide compliance and control frameworks for BNY's finance and insurance businesses
• Oversee regulatory risk assessments, testing, monitoring, and issue remediation to ensure adherence to global regulations
• Partner with business, risk, audit, legal, and technology leaders to embed effective controls in products, processes, and systems
• Develop and maintain policies, standards, and procedures covering financial crime, conduct, and operational compliance
• Provide senior-level guidance on new regulations, supervisory expectations, and emerging risks across global markets
• Direct preparation of regulatory reports, responses, and exams; manage relationships with regulators as needed
• Establish and track compliance and control KPIs/KRIs, using data and analytics to identify trends and control gaps
• Lead, mentor, and develop a high-performing compliance and control team with a culture of integrity and accountability
• Drive continuous improvement, automation, and digital solutions in compliance monitoring and reporting
• Promote a culture of ethics, risk awareness, and DEI through training, communication, and stakeholder engagement

Required Skills

• Regulatory compliance (SEC, FINRA, OCC, Fed, global regulators)
• Operational risk management and controls design
• Compliance risk assessments and testing
• Internal controls frameworks (e.g., COSO)
• Policy development and governance
• Data analytics and compliance monitoring tools
• Regulatory reporting and exam management
• Financial crime and conduct risk oversight
• Project and change management in financial services
• Leadership and stakeholder management