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Non-Depository and Securities Compliance Examiner

Job in Pittsburgh, Allegheny County, Pennsylvania, 15289, USA
Listing for: DGS Office of External Affairs
Full Time position
Listed on 2026-08-28
Job specializations:
  • Finance & Banking
    Financial Compliance, Regulatory Compliance Specialist, Financial Analyst
Salary/Wage Range or Industry Benchmark: 42000 - 66000 USD Yearly USD 42000.00 66000.00 YEAR
Job Description & How to Apply Below
Position: Non-Depository and Securities Compliance Examiner 1

The Non-Depository and Securities Compliance Examiner 1 works for the PA Department of Banking and Securities in Harrisburg to identify and correct deficiencies in non-depository institutions and enforce financial regulations. The role involvedocument review, investigating violations, assessing regulatory compliance, analyzing financial statements, and researching unlicensed activity. This is a full-time, entry-level position offering on-the-job training and opportunities for professional development in financial regulation.

Key

qualifications
  • Bachelor's degree with nine or more college credits in accounting, finance, economics, or closely related field
  • Ability to obtain and maintain a REAL  passport
  • Willingness to reside in or relocate to Dauphin, Cumberland, Lebanon, York, Lancaster, or Perry County
  • PA residency requirement
  • Ability to perform document review and financial analysis tasks
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