Senior Risk Management Professional SOX Controls

Job Title:
Senior Risk Management Professional SOX Controls, Oversight & Advisory

Job Description:

The Senior Risk Management Professional will be responsible for defining, designing, independently reviewing, and strengthening SOX Information Technology controls across the organization. This role demands deep expertise in SOX control design and operating effectiveness, deficiency management, evidence validation, audit support, and remediation advisory.

The role functions as an independent second line assurance (watch the watchers), providing oversight over control design, execution, testing quality, audit readiness, and ensuring SOX compliance KPIs are strictly met.

Key Responsibilities

SOX Controls Design, Review & Oversight

• Define, design, review, and independently assess SOX Information Technology controls.
• Perform detailed reviews of existing controls to identify:
• Control design gaps or inadequacies
• Misalignment between risks and controls
• Ineffective, redundant, or unsustainable controls
• Evaluate Design Effectiveness (DE) to ensure controls sufficiently address identified SOX risks.
• Assess Operating Effectiveness (OE) to identify:
• Tool, automation, or manual dependency gaps