Finance Compliance Lead: Regulatory Risk & CMP
Job in
Plano, Collin County, Texas, 75086, USA
Listed on 2026-07-10
Listing for:
Capital One National Association
Full Time
position Listed on 2026-07-10
Job specializations:
-
Finance & Banking
Financial Compliance, Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
Capital One National Association invites a Manager to support its Finance‑centered Compliance Management Program (CMP). The role will apply regulatory requirements across Finance, ensuring risk‑based controls, effective issue management, and change control.
You will partner with Legal and risk teams to sustain compliance, including Regulation W and K oversight. The position emphasizes leadership, relationship building, and timely escalation of regulatory risk, all within a career track that
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