Regulatory Compliance Analyst: FINRA & SEC Focus
Job in
Plano, Collin County, Texas, 75086, USA
Listed on 2026-08-31
Listing for:
BBAE Holdings LLC
Full Time
position Listed on 2026-08-31
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance
Job Description & How to Apply Below
BBAE Holdings LLC in Plano, TX is seeking a Compliance Analyst to monitor daily reports, evaluate alerts, and support regulatory programs across FINRA and SEC requirements. You will review risk-based transactions and maintain documentation in a fast-paced, confidential environment.
Success requires strong analytical skills, meticulous attention to detail, and the ability to coordinate across Compliance and Operations to resolve issues while meeting deadlines.
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