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Compliance Testing Manager
Job in
Pleasant Grove, Utah County, Utah, 84062, USA
Listed on 2026-02-06
Listing for:
Waterstone Human Capital USA
Full Time
position Listed on 2026-02-06
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance, Banking Operations
Job Description & How to Apply Below
We are partnering with a regulated financial services organization to identify a Compliance Testing Manager to oversee compliance testing across a range of consumer banking products, including those offered through third-party and fintech partnerships. This role combines hands-on testing, team leadership, and regulatory expertise in a fast-paced environment.
Key Responsibilities- Plan and execute compliance testing in collaboration with internal teams and external partners
- Evaluate testing results and deliver clear, actionable findings and recommendations
- Serve as a subject matter expert on consumer lending and banking regulations (including UDAAP, ECOA, EFTA, FDCPA, GLBA, FCRA, TILA, MLA, and SCRA)
- Lead, mentor, and develop compliance analysts
- Prepare testing reports and communicate results to leadership and stakeholders
- Provide guidance on compliance risks, remediation, and best practices
- Manage priorities and timelines within established testing SLAs
- Experience managing and executing compliance testing within a regulated financial institution
- Strong working knowledge of consumer lending regulations
- Exposure to small-dollar, high-cost, deposit, or mortgage products preferred
- 2–3 years of experience supporting or leading compliance testing programs
- Proven leadership, analytical, and communication skills
- Ability to exercise sound judgment with minimal supervision
- CRCM certification preferred but not required
- High-impact role within a complex regulatory environment
- Opportunity to lead and develop a growing compliance team
- Long-term growth and stability with a respected organization
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