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Compliance Testing Manager

Job in Pleasant Grove, Utah County, Utah, 84062, USA
Listing for: Waterstone Human Capital USA
Full Time position
Listed on 2026-02-06
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance, Banking Operations
Job Description & How to Apply Below

We are partnering with a regulated financial services organization to identify a Compliance Testing Manager to oversee compliance testing across a range of consumer banking products, including those offered through third-party and fintech partnerships. This role combines hands-on testing, team leadership, and regulatory expertise in a fast-paced environment.

Key Responsibilities
  • Plan and execute compliance testing in collaboration with internal teams and external partners
  • Evaluate testing results and deliver clear, actionable findings and recommendations
  • Serve as a subject matter expert on consumer lending and banking regulations (including UDAAP, ECOA, EFTA, FDCPA, GLBA, FCRA, TILA, MLA, and SCRA)
  • Lead, mentor, and develop compliance analysts
  • Prepare testing reports and communicate results to leadership and stakeholders
  • Provide guidance on compliance risks, remediation, and best practices
  • Manage priorities and timelines within established testing SLAs
Qualifications
  • Experience managing and executing compliance testing within a regulated financial institution
  • Strong working knowledge of consumer lending regulations
  • Exposure to small-dollar, high-cost, deposit, or mortgage products preferred
  • 2–3 years of experience supporting or leading compliance testing programs
  • Proven leadership, analytical, and communication skills
  • Ability to exercise sound judgment with minimal supervision
  • CRCM certification preferred but not required
Why Consider This Role
  • High-impact role within a complex regulatory environment
  • Opportunity to lead and develop a growing compliance team
  • Long-term growth and stability with a respected organization
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