SEC Compliance & Regulatory Programs Manager
Listed on 2026-10-06
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Management
Regulatory Compliance Specialist, Risk Manager/Analyst
Kestra Holdings seeks a Lead Compliance professional to oversee the firm’s SEC regulatory program and ensure adherence to SEC requirements, other regulations, and internal policies. You will guide examinations, manage filings, and escalate issues while promoting robust compliance across the organization.
The role requires strong communication with regulators, auditors, and management, plus the ability to implement practical policies, monitor activity, and drive continuous improvement in a
We are currently recruiting a SEC Compliance & Regulatory Programs Manager for our team in Plymouth, MA, United States.
This is a great opening to take on the SEC Compliance & Regulatory Programs Manager role at Kestra Holdings.
As a SEC Compliance & Regulatory Programs Manager, you will play an important part at Kestra Holdings in Plymouth, MA, United States.
We invite applications for the SEC Compliance & Regulatory Programs Manager position located in Plymouth, MA, United States.
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