Compliance Manager; Financial Services/Lending
Job in
Pompano Beach, Broward County, Florida, 33072, USA
Listed on 2026-06-21
Listing for:
SAFCO
Full Time
position Listed on 2026-06-21
Job specializations:
-
Management
Risk Manager/Analyst, Regulatory Compliance Specialist
Job Description & How to Apply Below
This is an in-office role. Only experienced candidates who reside in the South Florida market will be considered, or those willing to relocate.
Your Responsibilities- Lead Compliance Programs: spearhead the development and execution of compliance initiatives in line with CFPB guidance, state regulations, and federal guidelines.
- Compliant Management and Remediation: oversee a compliance management system, respond to customer complaints, investigate and propose internal remediation steps or coaching for team members.
- Risk Management:
identify potential compliance vulnerabilities, develop strategies to mitigate risks, ensuring operations remain ethical and lawful. - Training and
Education:
facilitate training sessions to educate team members on regulations and best practices. - Quality Assurance / Audits: design and manage quality assurance programs and scorecards for the funding and collections team to test adherence to policy and relevant laws; conduct periodic audits to evaluate systems and procedures for regulatory compliance.
- Policies and Procedures: work closely with senior leadership and other departments to develop, modify, and maintain policies and procedures that align with the compliance program.
- Strong Communication
Skills:
report writing and stakeholder communication with clarity and professionalism. - Analytical Thinking: adept at problem-solving and developing effective solutions.
- Team Leadership: supervise department staff, provide guidance and mentorship to ensure smooth compliance operations.
- Adaptability: thrive in a fast-paced environment, make sound decisions independently.
A Bachelor's degree and 3 to 5 years of relevant experience are required. A JD degree is a plus. Must have knowledge and experience of financial services and laws/regulations related to lending and loans.
SAFCO is an EOE/drug‑free employer.
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