Portfolio Compliance Analyst

Portfolio Compliance Analyst  A Portfolio Compliance Analyst is needed to oversee and monitor Fund post-trade compliance with prospectus and other portfolio requirements. The Portfolio Compliance Analyst will identify and set-up monitoring rules, oversee or effect data imports and research breeches. Escalate compliance violations to internal and external parties. Produce and deliver periodic portfolio compliance reports. Ensure deliverables are prepared timely, accurately and in compliance with department and Fund policies and procedures, as applicable.

Escalate compliance issues to their manager and assist with resolution. Support ongoing efforts to enhance processes. Other duties as assigned by their manager.
Summary of

Essential Job Functions:

Identify, monitor and report on post-trade portfolio compliance to internal and external parties
Research and propose resolutions for compliance issues
Oversee maintenance of system parameters and data feeds/inputs
Develop practical understanding of applicable regulations
Set priorities, meet deadlines and handle multiple projects in fast-paced environment
Communicate effectively with clients, vendors and coworkers

Minimum Requirements:

Mutual fund or securities industry experience preferred
Working knowledge of security instruments including stocks, bonds and derivatives preferred
Proven organizational skills, ability to multitask, time manage
Advanced knowledge of Microsoft Excel

Education Requirements:

Bachelors degree in accounting, finance or related.