Senior Financial Crime Risk Analyst – Sanctions

On Site

New York, New York

Jacksonville, Florida

Greenville, North Carolina

Charlotte, North Carolina

Boston, Massachusetts

Mt Laurel
- Operations Center Bldg 1 - 9000 Atrium Way, Mount Laurel, New Jersey

Portland, Maine

Washington, District of Columbia

Full time

R_1512216

New York, New York, United States of America

40

$72,280 - $117,520 USD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience  compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Financial Crime Risk Management

The Senior Financial Crime Risk Analyst (Sanctions and Anti-bribery/anti-corruption) must have strong analytical skills, strong reading comprehension and writing skills, the ability to synthesize large amounts of information and clearly communicate what matters and have a strong understanding of the U.S. regulatory environment, particularly the ability to intake and assess U.S. regulatory notifications. Experience must be in financial crime, sanctions and regulatory/compliance experience, rather than broad banking experience.

The successful candidate should:

• Be able to absorb and process information quickly.
• Distill complex information into key points.
• Communicate clearly.
• Collaborate effectively—the role is not siloed.
• Adapt to ad hoc requests and changing priorities.
• Be comfortable working with a geographically distributed team.
• Participate in the weekly team meeting.
• Ideally be willing to travel to Toronto occasionally.

The Senior Financial Crime Risk Analyst – Sanctions contributes to the development, oversight, and implementation of TD’s sanctions compliance programs, including frameworks, methodologies, policies, standards, procedures, awareness and specialized training, monitoring, management reporting, and escalation of sanctions-related issues.

Conducts periodic and event-driven reviews for sanctions risks of customers and transactions, including targeted assessments. Supports management in delivering initiatives related to sanctions risk assessment, regulatory exam preparation, and internal/external audit support.

• Works independently as the senior analyst/subject matter expert in sanctions compliance and coaches and educates others on regulatory requirements and best practices
• Oversees and/or independently performs end-to-end sanctions screening and escalation processes, ensuring adherence to global standards
• Applies expert knowledge of sanctions regulations, business operations, products, services, and operating standards to drive unit or team performance and mitigate risk
• Executes on more complex and/or non-standard sanctions-related requests, including high-risk reviews and regulatory reporting
• Researches and investigates a range of sanctions alerts, operational issues, and process gaps, ensuring timely resolution and compliance
• Recommends and implements solutions within own area of responsibility to strengthen sanctions controls and governance frameworks
• Coordinates and integrates work with other areas such as AML, FCRM, and Legal as needed to ensure holistic risk management
• Provides advanced analysis and/or specialized reporting on sanctions…