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Senior Securities Compliance Architect

Job in Portland, Multnomah County, Oregon, 97204, USA
Listing for: Mercury
Full Time position
Listed on 2026-10-06
Job specializations:
  • Business
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 147000 - 183000 USD Yearly USD 147000.00 183000.00 YEAR
Job Description & How to Apply Below

Mercury is seeking a Senior Compliance Risk Manager, Securities to translate regulation into design and process, owning the securities compliance program across BD and RIA entities. This role conducts testing, maintains policy inventory, supports investigations and regulatory filings, and coordinates with Product, Engineering, Legal, and Operations to scale risk controls.

A strong candidate brings 5+ years of regulatory experience, FINRA licenses, and a track record of delivering compliant,

Consider building your career as a Senior Securities Compliance Architect at Mercury.

We are currently recruiting a Senior Securities Compliance Architect for our team in Portland, OR, United States.

This is a genuine opening to take on the Senior Securities Compliance Architect role at Mercury.

As a Senior Securities Compliance Architect, you will play an important part at Mercury in Portland, OR, United States.

Position Requirements
10+ Years work experience
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