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Senior Compliance Specialist — SEC & RIA Governance (Hybrid
Job in
Portland, Multnomah County, Oregon, 97204, USA
Listed on 2026-08-03
Listing for:
Aldrich Wealth
Full Time
position Listed on 2026-08-03
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Aldrich Wealth seeks a detail-oriented Compliance Specialist to work with the Chief Compliance Officer and manage our regulatory program in the United States.
The role emphasizes SEC rules, the Investment Advisers Act, and fiduciary standards, delivering policy updates, training, and risk assessments in a hybrid Lake Oswego, Oregon office. You will review disclosures, marketing materials, and coordinate annual reviews with cross-functional teams.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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