Client Associate​/Registered Client Associate

What is the opportunity?

Embrace RBC Wealth Management’s core values and inclusive culture as an integral part of our branch serving financial advisors and our clients. As a Client Associate/Registered Client Associate, become a trusted resource to our clients, advisors and branch. Use your administrative and operational skills to help our advisors manage and grow their business. Demonstrate a client‑first approach as you meet compliance standards, research and resolve problems, onboard new accounts, process and maintain account records, implement technology changes and prepare correspondence in a fast‑paced, professional and collaborative environment.

• Build and maintain professional relationships with clients by assisting them and answering account questions.
• Take initiative to handle account inquiries and customer needs and, when appropriate, elevate them to financial advisors.
• Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicating with clients about items needed.
• Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACHs in a timely manner.
• Provide administrative and operational support to one or more Financial Advisors (FA) and/or the Branch Director. Responsibilities include servicing clients, researching problems, processing account forms and related paperwork, maintaining appropriate account records, preparing client correspondence and entering unsolicited orders in client accounts.
• Align goals with the overall business plan of the FA(s) you support.

• Bachelor’s degree or equivalent work experience.
• Strong soft skills including verbal and written communication, people, organizational, and client‑service skills.
• Attention to detail and a mindset of how to make advisors more efficient and effective.
• Series 7 and 66 (or 63/65) licenses, or willingness to obtain licensing within 12 months of hire.
• Ability to adapt to a rapidly changing business and technology environment.

• Current FINRA registrations.
• Financial services experience.

• A comprehensive Total Rewards Program including competitive compensation and flexible benefits such as a 401(k) program with company‑matching contributions, health, dental, vision, life, disability insurance and paid‑time‑off.
• Leaders who support your development through coaching and managing opportunities.
• Opportunity to make a difference and lasting impact.
• Work in a dynamic, collaborative, progressive, and high‑performing team.
• Opportunities to do challenging work and build close relationships with clients.

The expected salary range for the Registered Client Associate position is $45,000 – $70,000 and for the Client Associate position is $40,000 – $60,000, depending on experience, skills, registration status, market conditions and business needs. You may earn additional compensation through RBC’s discretionary variable compensation program provided the business meets its performance targets and you meet individual goals.

500 Exchange Street, Providence, United States of America

Work hours/week: 40

Employment Type:

Full time
Platform: WEALTH MANAGEMENT
Job Type: Regular

Pay Type:

Salaried
Posted Date: