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Field Advisory Risk, Vice President

Job in Purchase, Westchester County, New York, 10577, USA
Listing for: Jobtailor
Full Time position
Listed on 2026-08-16
Job specializations:
  • Finance & Banking
    Risk Manager/Analyst, Financial Compliance, Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 120000 - 180000 USD Yearly USD 120000.00 180000.00 YEAR
Job Description & How to Apply Below
  • Provide risk advisory support to Institutional Consulting Solutions and Morgan Stanley at Work
  • Guide stakeholders on policies, procedures, controls, and risk-related expectations
  • Identify, evaluate, monitor, escalate, and remediate key risks and issues
  • Support risk assessments, issue tracking, and control enhancement efforts
  • Review new or evolving business initiatives, products, processes, and operating models for risks and mitigating controls
  • Develop and deliver training and communications on policies, procedures, risk themes, and control expectations
  • Prepare reporting, analytics, presentations, risk metrics, and governance materials
  • Monitor risk themes, control gaps, incidents, and emerging issues
  • Build relationships with Field leadership, business partners, and control functions
  • Contribute to special projects, strategic initiatives, and process improvements across Client Segment Risk / Institutional Risk
Requirements
  • Bachelor’s degree or equivalent professional experience
  • Relevant experience in financial services, risk management, compliance, supervision, business controls, operations, audit, or a related control function
  • Strong understanding of risk management principles, control frameworks, issue management, and escalation protocols
  • Ability to interpret policies, procedures, and regulatory expectations and translate them into practical business guidance
  • Excellent written and verbal communication skills, including executive-level materials
  • Strong analytical skills and ability to evaluate information, identify trends, and produce meaningful reporting
  • Ability to manage multiple priorities, meet deadlines, and operate effectively in a fast-paced environment
  • Strong judgment and attention to detail
  • Ability to handle sensitive or complex matters appropriately
  • Ability to build relationships and influence stakeholders across functions and seniority levels
  • Series 7, 66, 9 and 10
  • Experience supporting Wealth Management, institutional consulting, workplace financial solutions, field advisory, or client segment businesses preferred
  • Familiarity with Morgan Stanley at Work, Institutional Consulting Solutions, or similar business models preferred
  • Experience with field-facing organizations, advisory platforms, retirement or workplace solutions, equity compensation, institutional clients, or corporate client programs preferred
  • Knowledge of governance routines, risk metrics, control testing, policy implementation, regulatory exams, audits, or issue remediation preferred
  • Advanced proficiency with Microsoft Excel and PowerPoint preferred
  • Experience with reporting, dashboards, or data analysis tools preferred
  • Ability to synthesize complex information into clear, concise messaging for senior stakeholders
Core Competencies

Demonstrates expertise in risk management principles, control frameworks, and compliance within financial services, with a strong ability to communicate complex information effectively to stakeholders. Proficient in developing training materials and reporting on risk metrics while managing multiple priorities in a fast-paced environment.

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