Field Advisory Risk, Vice President
Job in
Purchase, Westchester County, New York, 10577, USA
Listed on 2026-08-17
Listing for:
Jobtailor
Full Time
position Listed on 2026-08-17
Job specializations:
-
Finance & Banking
Risk Manager/Analyst, Financial Compliance, Regulatory Compliance Specialist
Job Description & How to Apply Below
- Provide risk advisory support to Institutional Consulting Solutions and Morgan Stanley at Work
- Guide stakeholders on policies, procedures, controls, and risk-related expectations
- Identify, evaluate, monitor, escalate, and remediate key risks and issues
- Support risk assessments, issue tracking, and control enhancement efforts
- Review new or evolving business initiatives, products, processes, and operating models for risks and mitigating controls
- Develop and deliver training and communications on policies, procedures, risk themes, and control expectations
- Prepare reporting, analytics, presentations, risk metrics, and governance materials
- Monitor risk themes, control gaps, incidents, and emerging issues
- Build relationships with Field leadership, business partners, and control functions
- Contribute to special projects, strategic initiatives, and process improvements across Client Segment Risk / Institutional Risk
- Bachelor’s degree or equivalent professional experience
- Relevant experience in financial services, risk management, compliance, supervision, business controls, operations, audit, or a related control function
- Strong understanding of risk management principles, control frameworks, issue management, and escalation protocols
- Ability to interpret policies, procedures, and regulatory expectations and translate them into practical business guidance
- Excellent written and verbal communication skills, including executive-level materials
- Strong analytical skills and ability to evaluate information, identify trends, and produce meaningful reporting
- Ability to manage multiple priorities, meet deadlines, and operate effectively in a fast-paced environment
- Strong judgment and attention to detail
- Ability to handle sensitive or complex matters appropriately
- Ability to build relationships and influence stakeholders across functions and seniority levels
- Series 7, 66, 9 and 10
- Experience supporting Wealth Management, institutional consulting, workplace financial solutions, field advisory, or client segment businesses preferred
- Familiarity with Morgan Stanley at Work, Institutional Consulting Solutions, or similar business models preferred
- Experience with field-facing organizations, advisory platforms, retirement or workplace solutions, equity compensation, institutional clients, or corporate client programs preferred
- Knowledge of governance routines, risk metrics, control testing, policy implementation, regulatory exams, audits, or issue remediation preferred
- Advanced proficiency with Microsoft Excel and PowerPoint preferred
- Experience with reporting, dashboards, or data analysis tools preferred
- Ability to synthesize complex information into clear, concise messaging for senior stakeholders
Demonstrates expertise in risk management principles, control frameworks, and compliance within financial services, with a strong ability to communicate complex information effectively to stakeholders. Proficient in developing training materials and reporting on risk metrics while managing multiple priorities in a fast-paced environment.
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