Compliance Analyst in Financial Services

Position: Compliance Analyst Role in Financial Services
Location: Quebec

Join the team in Quebec as a Compliance Analyst dedicated to ensuring compliance in the financial services industry. This role emphasizes collaboration, analysis, and strategic recommendations.

As a Compliance Analyst, you'll use your analytical expertise to monitor independent advisors' practices and ensure alignment with regulatory standards. With at least three years of experience, your role will involve analyzing compliance needs, preparing insightful reports, and supporting various business lines. Strong communication and organizational skills, along with an advanced level of French, are required.

Key Responsibilities:

• Evaluate the business practices of independent financial advisors

• Prepare compliance-related recommendations and reports

• Support teams in understanding compliance requirements

• Participate in key compliance department projects

• Collaborate with stakeholders on necessary corrective actions

Requirements:

• Minimum 3 years in the financial services field

• Bachelor’s degree in a relevant area

• Exceptional problem-solving and analytical abilities

• Fluent in French for verbal and written tasks

• Comprehensive knowledge of regulatory compliance

Make a valuable impact by ensuring regulatory adherence and enhancing client confidence.
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