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Broker-Dealer Compliance Lead

Job in Raleigh, Wake County, North Carolina, 27601, USA
Listing for: Habitat For Humanity Of Durham
Full Time position
Listed on 2026-08-02
Job specializations:
  • Business
    Regulatory Compliance Specialist, Risk Manager/Analyst
Salary/Wage Range or Industry Benchmark: 70000 - 156000 USD Yearly USD 70000.00 156000.00 YEAR
Job Description & How to Apply Below

PNC is seeking a Compliance Program Advisor within its Independent Risk Management (IRM) organization to coordinate regulatory compliance efforts for Broker Dealer operations, design monitoring activities, and drive changes to the Compliance Program with related policies and controls.

You will analyze data to identify compliance risks, develop training, monitor industry developments, and communicate program objectives to senior business partners, while supporting risk mitigation and governance

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