Senior Compliance & Regulatory Risk Lead
Job in
Raleigh, Wake County, North Carolina, 27601, USA
Listed on 2026-08-14
Listing for:
CAPTRUST
Full Time
position Listed on 2026-08-14
Job specializations:
-
Business
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
CAPTRUST seeks a Senior Compliance Manager to join our Compliance Team. The role oversees enterprise compliance and broker-dealer supervision, developing governance, training, and monitoring programs while providing expert guidance to mitigate regulatory risk.
The position requires independent assessment, strategic thinking, and the ability to adapt in evolving environments to balance regulatory demands with business objectives.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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