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IB Operations - Reporting Specialist

Job in Raleigh, Wake County, North Carolina, 27601, USA
Listing for: UBS
Full Time position
Listed on 2026-02-16
Job specializations:
  • Finance & Banking
    Risk Manager/Analyst
Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR
Job Description & How to Apply Below

Your role

Execution in the resolution of regulatory reporting exceptions and issues that arise out of daily business practice

  • Ensure regulatory reporting is executed in an accurate and timely manner
  • Execute on the controls that govern UBS regulatory reporting infrastructure
  • Interface with Change, I.T. and other key Operational units and stakeholders to improve and fix strategic items that arise out of daily processes
  • Offer subject matter expertise and assistance on new regulatory go lives. Input to the future regulatory landscape that UBS operates under.
Job Type

Full Time

Job Reference #

332452

City

Nashville, Raleigh

Your team

A global team responsible for functions supporting transactional reporting to global regulators within tight deadlines. In our collaborative culture, the team works closely with a number of other teams to ensure UBS' obligations are met. You will work with people from all parts of the organization on a daily basis making this team a highly desirable space for an individual keen to learn about many different aspects within the Investment Bank whilst also being part of important team whose role is to help uphold regulatory compliance

Your expertise

A basic understanding of the one or more Derivative asset class (Rates, Credit, FX, Equity)

Previous experience in a regulatory reporting role is desirable but not essential

The candidate will be able to demonstrate a solid understanding – practical and theoretical - of trading flows and how that interacts with the day to day regulatory reporting we are responsible for.

Experience managing and analyzing large amounts of data including, trade details, client data, legal counsel and industry forum information.

Proven track record in challenging processes and procedures and operating with a control focused mind-set is essential.

About Us

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey.

And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.

We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

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